Michael F. Hogan

Michael F. Hogan

Senior Vice President, Chief Compliance Officer
Charles Schwab & Co., Inc.

Michael F. Hogan is a Senior Vice President and is responsible for the compliance functions supporting Schwab’s institutional advisory businesses, including CSIM and Charles Schwab Investment Advisory, Inc. (CSIA). He has served as Chief Compliance Officer for CSIM and the Schwab Funds, Laudus Funds, and Schwab ETFs since joining Schwab in July 2009.

Prior to joining Schwab, Mr. Hogan was a director in regulatory compliance for Wellington Management Company LLP in Boston from 2007 to 2009 where he led the regulatory compliance team of the global compliance and operational risk management department. Prior to that, he spent more than 22 years at Brown Brothers Harriman & Co. in Boston where he held various positions in compliance, legal, and operations.

Mr. Hogan earned a Juris Doctorate from Suffolk University Law School in Boston and a Bachelor of Arts from Bates College in Lewiston, Maine.