Schwab Fundamental US Small Company Index Fund
Summary
Objective
The fund seeks investment results that correspond generally (before fees and expenses) to the total return of the Russell RAFI™ US Small Company Index.
Highlights
- Simple access to small U.S. companies based on fundamental measures
- A straightforward, low-cost fund with no investment minimum
- Offers contrarian investing and disciplined rebalancing through a systematic process based on indexes with established track records
- Offers the potential for value and yield factor exposure
- Provides a complement to market-cap indexing and active management
Fund Details
Fund Profile
| Fund Inception | 04/02/2007 | |
|---|---|---|
| Total Net Assets As of 03/04/2021 |
03/04/2021 | $1,941,999,718.91 |
| Index Name | Russell RAFI™ US Small Company Index | |
| Shares Outstanding As of 03/04/2021 |
03/04/2021 | 113,409,569 |
| NAV As of 03/04/2021 |
03/04/2021 | $17.12 |
| Total Holdings As of 01/31/2021 |
01/31/2021 | 924 |
| Portfolio Turnover Rate As of 01/31/2021 |
01/31/2021 | 32.33% |
| Morningstar Category | Small Blend | |
| Management Style | Passive |
Yields
| SEC Yield (30 Day) As of 03/03/2021 |
03/03/2021 | 0.00% |
|---|---|---|
| Distribution Yield (TTM) As of 01/31/2021 |
01/31/2021 | 1.37% |
Fees & Minimum
| Net Expense Ratio | 0.250% | |
|---|---|---|
| Minimum Initial Investment | No Minimum |
Fund Characteristics
| Weighted Average Market Capitalization As of 12/31/2020 |
12/31/2020 | $8.11B |
|---|---|---|
| Price to Earnings Ratio As of 12/31/2020 |
12/31/2020 | 21.53 |
| Price to Cash Flow As of 12/31/2020 |
12/31/2020 | 7.00 |
| Return on Equity As of 12/31/2020 |
12/31/2020 | 9.37% |
| Price to Book Ratio As of 12/31/2020 |
12/31/2020 | 1.74 |
| Beta vs. Benchmark (3 Yr) As of 01/31/2021 |
01/31/2021 | 1.00 |
| Standard Deviation (3 Yr) As of 01/31/2021 |
01/31/2021 | 26.73% |
Performance
Total Return
Monthly
-
SFSNX
Cumulative Returns (%)
- 1 Month
- +9.41
- 3 Month
- +22.17
- YTD
- +13.48
Annualized Returns (%)
- 1 Year
- +42.80
- 3 Year
- +11.43
- 5 Year
- +14.65
- 10 Year
- +10.75
- Inception
- +9.23
-
Russell RAFI US Small Company Index (Index)
Cumulative Returns (%)
- 1 Month
- +9.50
- 3 Month
- +22.17
- YTD
- +13.52
Annualized Returns (%)
- 1 Year
- +42.76
- 3 Year
- +11.58
- 5 Year
- +14.84
- 10 Year
- +11.32
-
Fundamental U.S. Small Company Spliced Index (Index)
Cumulative Returns (%)
- 1 Month
- +9.50
- 3 Month
- +22.17
- YTD
- +13.52
Annualized Returns (%)
- 1 Year
- +42.76
- 3 Year
- +11.58
- 5 Year
- +14.84
- 10 Year
- +10.99
-
Russell 2000® Index (Index)
Cumulative Returns (%)
- 1 Month
- +6.23
- 3 Month
- +21.23
- YTD
- +11.58
Annualized Returns (%)
- 1 Year
- +51.00
- 3 Year
- +14.87
- 5 Year
- +17.92
- 10 Year
- +11.86
-
Small Blend (Morningstar Category)
Cumulative Returns (%)
- 1 Month
- +8.00
- 3 Month
- +20.31
- YTD
- +11.55
Annualized Returns (%)
- 1 Year
- +41.65
- 3 Year
- +11.15
- 5 Year
- +14.46
- 10 Year
- +10.47
| Description | Cumulative Returns (%) | Annualized Returns (%) | |||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 Month | 3 Month | YTD | 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SFSNX | +9.41 | +22.17 | +13.48 | +42.80 | +11.43 | +14.65 | +10.75 | +9.23 | |
| Russell RAFI US Small Company Index (Index) | +9.50 | +22.17 | +13.52 | +42.76 | +11.58 | +14.84 | +11.32 | ||
| Fundamental U.S. Small Company Spliced Index (Index) | +9.50 | +22.17 | +13.52 | +42.76 | +11.58 | +14.84 | +10.99 | ||
| Russell 2000® Index (Index) | +6.23 | +21.23 | +11.58 | +51.00 | +14.87 | +17.92 | +11.86 | ||
| Small Blend (Morningstar Category) | +8.00 | +20.31 | +11.55 | +41.65 | +11.15 | +14.46 | +10.47 | ||
Annualized returns for periods 1 yr+/cumulative returns for periods less than 1 yr.
The performance quoted represents past performance and does not guarantee future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than the original cost. Current performance may be lower or higher than the performance quoted.
Quarterly
-
SFSNX
Average Annual Returns (%)
- 1 Year
- +8.50
- 3 Year
- +5.89
- 5 Year
- +10.57
- 10 Year
- +9.98
- Inception
- +8.35
-
Russell RAFI US Small Company Index (Index)
Average Annual Returns (%)
- 1 Year
- +8.46
- 3 Year
- +6.02
- 5 Year
- +10.77
- 10 Year
- +10.62
-
Fundamental U.S. Small Company Spliced Index (Index)
Average Annual Returns (%)
- 1 Year
- +8.46
- 3 Year
- +6.02
- 5 Year
- +10.77
- 10 Year
- +10.23
-
Russell 2000® Index (Index)
Average Annual Returns (%)
- 1 Year
- +19.96
- 3 Year
- +10.25
- 5 Year
- +13.26
- 10 Year
- +11.20
-
Small Blend (Morningstar Category)
Average Annual Returns (%)
- 1 Year
- +10.99
- 3 Year
- +6.41
- 5 Year
- +10.50
- 10 Year
- +9.83
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SFSNX | +8.50 | +5.89 | +10.57 | +9.98 | +8.35 | |
| Russell RAFI US Small Company Index (Index) | +8.46 | +6.02 | +10.77 | +10.62 | ||
| Fundamental U.S. Small Company Spliced Index (Index) | +8.46 | +6.02 | +10.77 | +10.23 | ||
| Russell 2000® Index (Index) | +19.96 | +10.25 | +13.26 | +11.20 | ||
| Small Blend (Morningstar Category) | +10.99 | +6.41 | +10.50 | +9.83 | ||
Annualized returns for periods 1 yr+/cumulative returns for periods less than 1 yr.
The performance quoted represents past performance and does not guarantee future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than the original cost. Current performance may be lower or higher than the performance quoted.
After Tax Returns
Pre-Liquidation
SFSNX NAV Return
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- +7.87
- 3 Year
- +4.34
- 5 Year
- +9.12
- 10 Year
- +8.40
- Inception
- +7.06
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- +5.03
- 3 Year
- +4.11
- 5 Year
- +8.01
- 10 Year
- +7.70
- Inception
- +6.50
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- +0.58
- 3 Year
- +1.55
- 5 Year
- +1.38
- 10 Year
- +1.55
- Inception
- +1.31
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | +7.87 | +4.34 | +9.12 | +8.40 | +7.06 | |
| SEC Post-Liquidation | +5.03 | +4.11 | +8.01 | +7.70 | +6.50 | |
| Tax Cost Ratio | +0.58 | +1.55 | +1.38 | +1.55 | +1.31 | |
After tax returns are based on highest Federal income tax bracket and depend on the investor's tax situation and may differ from those shown, and the after-tax returns shown are not relevant to investors who hold their fund shares through tax-deferred arrangements such as 401(k) plans or individual retirement accounts. State and local taxes are not included. Pre-liquidation figures include taxes on fund's distributions of dividends and capital gains. Tax Cost Ratio represents the percentage-point reduction in returns that results from Federal income taxes (before shares in the fund are sold, and assuming the highest Federal tax bracket).
Small Blend NAV Returns (Morningstar Category)
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- +9.70
- 3 Year
- +4.75
- 5 Year
- +8.78
- 10 Year
- +8.12
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- +6.47
- 3 Year
- +4.48
- 5 Year
- +7.85
- 10 Year
- +7.54
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- +0.73
- 3 Year
- +1.43
- 5 Year
- +1.46
- 10 Year
- +1.51
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | +9.70 | +4.75 | +8.78 | +8.12 | ||
| SEC Post-Liquidation | +6.47 | +4.48 | +7.85 | +7.54 | ||
| Tax Cost Ratio | +0.73 | +1.43 | +1.46 | +1.51 | ||
Post-Liquidation
SFSNX NAV Return
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- +7.87
- 3 Year
- +4.34
- 5 Year
- +9.12
- 10 Year
- +8.40
- Inception
- +7.06
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- +5.03
- 3 Year
- +4.11
- 5 Year
- +8.01
- 10 Year
- +7.70
- Inception
- +6.50
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- +0.58
- 3 Year
- +1.55
- 5 Year
- +1.38
- 10 Year
- +1.55
- Inception
- +1.31
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | +7.87 | +4.34 | +9.12 | +8.40 | +7.06 | |
| SEC Post-Liquidation | +5.03 | +4.11 | +8.01 | +7.70 | +6.50 | |
| Tax Cost Ratio | +0.58 | +1.55 | +1.38 | +1.55 | +1.31 | |
After tax returns are based on highest Federal income tax bracket and depend on the investor's tax situation and may differ from those shown, and the after-tax returns shown are not relevant to investors who hold their fund shares through tax-deferred arrangements such as 401(k) plans or individual retirement accounts. State and local taxes are not included. Pre-liquidation figures include taxes on fund's distributions of dividends and capital gains. Tax Cost Ratio represents the percentage-point reduction in returns that results from Federal income taxes (before shares in the fund are sold, and assuming the highest Federal tax bracket).
Small Blend NAV Returns (Morningstar Category)
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- +9.70
- 3 Year
- +4.75
- 5 Year
- +8.78
- 10 Year
- +8.12
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- +6.47
- 3 Year
- +4.48
- 5 Year
- +7.85
- 10 Year
- +7.54
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- +0.73
- 3 Year
- +1.43
- 5 Year
- +1.46
- 10 Year
- +1.51
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | +9.70 | +4.75 | +8.78 | +8.12 | ||
| SEC Post-Liquidation | +6.47 | +4.48 | +7.85 | +7.54 | ||
| Tax Cost Ratio | +0.73 | +1.43 | +1.46 | +1.51 | ||
Cumulative Growth of a $10,000 Investment
| SFSNX (Fund) | $27,372 | |
|---|---|---|
| Russell RAFI US Small Company Index (Index) | -- | |
| Fundamental U.S. Small Co. Spliced Index (Index) | $27,959 | |
| Russell 2000® Index (Index) | $29,895 | |
| Small Blend (Morningstar Category) | $24,942 | |
| Worst Three Months Return (12/31/2019 - 3/31/2020) | -35.51 | |
| Best Three Months Return (10/31/2020 - 1/31/2021) | +32.37 |
This graph represents the growth of a hypothetical investment of $10,000. It assumes reinvestment of dividends and capital gains, and does not reflect sales loads, redemption fees, if applicable, or the effects of taxes on any capital gains and/or distributions. If the inception date of the Index is less than the time period shown above, the Since Inception period is shown. Best and Worst Return cover the timeframe of the chart.
Price Performance
Portfolio
Top Holdings
-
TUP
- Name
- TUPPERWARE BRANDS CORP COMMON STOCK USD.01
- Percent of Assets (%)
- 0.55%
- Market Value
- $10.1M
-
EXPR
- Name
- EXPRESS INC COMMON STOCK
- Percent of Assets (%)
- 0.48%
- Market Value
- $8.9M
-
CLF
- Name
- CLEVELAND CLIFFS INC COMMON STOCK USD.125
- Percent of Assets (%)
- 0.43%
- Market Value
- $8.0M
-
DDS
- Name
- DILLARDS INC CL A COMMON STOCK
- Percent of Assets (%)
- 0.43%
- Market Value
- $7.9M
-
TSLA
- Name
- TESLA INC COMMON STOCK USD.001
- Percent of Assets (%)
- 0.42%
- Market Value
- $7.8M
-
FOSL
- Name
- FOSSIL GROUP INC COMMON STOCK USD.01
- Percent of Assets (%)
- 0.41%
- Market Value
- $7.6M
-
BLDR
- Name
- BUILDERS FIRSTSOURCE INC COMMON STOCK USD.01
- Percent of Assets (%)
- 0.35%
- Market Value
- $6.5M
-
CVET
- Name
- COVETRUS INC COMMON STOCK
- Percent of Assets (%)
- 0.34%
- Market Value
- $6.4M
-
PENN
- Name
- PENN NATIONAL GAMING INC COMMON STOCK USD.01
- Percent of Assets (%)
- 0.33%
- Market Value
- $6.1M
-
SIVB
- Name
- SVB FINANCIAL GROUP COMMON STOCK USD.001
- Percent of Assets (%)
- 0.33%
- Market Value
- $6.1M
| Symbol | Name | Percent of Assets (%) | Market Value | ||
|---|---|---|---|---|---|
| TUP | TUPPERWARE BRANDS CORP COMMON STOCK USD.01 | 0.55%
|
$10.1M | ||
| EXPR | EXPRESS INC COMMON STOCK | 0.48%
|
$8.9M | ||
| CLF | CLEVELAND CLIFFS INC COMMON STOCK USD.125 | 0.43%
|
$8.0M | ||
| DDS | DILLARDS INC CL A COMMON STOCK | 0.43%
|
$7.9M | ||
| TSLA | TESLA INC COMMON STOCK USD.001 | 0.42%
|
$7.8M | ||
| FOSL | FOSSIL GROUP INC COMMON STOCK USD.01 | 0.41%
|
$7.6M | ||
| BLDR | BUILDERS FIRSTSOURCE INC COMMON STOCK USD.01 | 0.35%
|
$6.5M | ||
| CVET | COVETRUS INC COMMON STOCK | 0.34%
|
$6.4M | ||
| PENN | PENN NATIONAL GAMING INC COMMON STOCK USD.01 | 0.33%
|
$6.1M | ||
| SIVB | SVB FINANCIAL GROUP COMMON STOCK USD.001 | 0.33%
|
$6.1M |
Sectors
| Sector | Percent of Portfolio (%) | |
|---|---|---|
| Industrials | 19.35%
|
|
| Consumer Discretionary | 16.19%
|
|
| Financials | 15.02%
|
|
| Information Technology | 11.15%
|
|
| Real Estate | 9.47%
|
|
| Materials | 7.35%
|
|
| Health Care | 6.26%
|
|
| Energy | 4.33%
|
|
| Communication Services | 4.26%
|
|
| Consumer Staples |