Schwab Small-Cap Index Fund®
Summary
Objective
The fund’s goal is to track the performance of a benchmark index that measures the total return of small capitalization U.S. stocks.
Highlights
- A straightforward, low-cost fund with no investment minimum
- The Fund can serve as part of the core of a diversified portfolio
- Simple access to the performance of U.S. small-cap equities
- Invests in approximately 2,000 small-cap U.S. stocks
Fund Details
Fund Profile
| Fund Inception | 05/19/1997 | |
|---|---|---|
| Total Net Assets As of 01/14/2021 |
01/14/2021 | $5,696,621,219.01 |
| Index Name | Russell 2000® Index | |
| Shares Outstanding As of 01/14/2021 |
01/14/2021 | 153,009,697 |
| NAV As of 01/14/2021 |
01/14/2021 | $37.23 |
| Total Holdings As of 12/31/2020 |
12/31/2020 | 2,053 |
| Portfolio Turnover Rate As of 12/31/2020 |
12/31/2020 | 22.21% |
| Morningstar Category | Small Blend | |
| Management Style | Passive |
Yields
| SEC Yield (30 Day) As of 01/13/2021 |
01/13/2021 | 0.00% |
|---|---|---|
| Distribution Yield (TTM) As of 12/31/2020 |
12/31/2020 | 1.12% |
Fees & Minimum
| Net Expense Ratio | 0.040% | |
|---|---|---|
| Minimum Initial Investment | No Minimum |
Fund Characteristics
| Weighted Average Market Capitalization As of 09/30/2020 |
09/30/2020 | $2.43B |
|---|---|---|
| Price to Earnings Ratio As of 09/30/2020 |
09/30/2020 | 17.77 |
| Price to Cash Flow As of 09/30/2020 |
09/30/2020 | 7.34 |
| Return on Equity As of 09/30/2020 |
09/30/2020 | 1.27% |
| Price to Book Ratio As of 09/30/2020 |
09/30/2020 | 1.78 |
| Beta vs. Benchmark (3 Yr) As of 11/30/2020 |
11/30/2020 | 1.00 |
| Standard Deviation (3 Yr) As of 11/30/2020 |
11/30/2020 | 25.23% |
Performance
Total Return
Monthly
-
SWSSX
Cumulative Returns (%)
- 1 Month
- +8.68
- 3 Month
- +31.42
- YTD
- +20.13
Annualized Returns (%)
- 1 Year
- +20.13
- 3 Year
- +10.35
- 5 Year
- +13.33
- 10 Year
- +11.43
- Inception
- +9.27
-
Russell 2000® Index (Index)
Cumulative Returns (%)
- 1 Month
- +8.65
- 3 Month
- +31.37
- YTD
- +19.96
Annualized Returns (%)
- 1 Year
- +19.96
- 3 Year
- +10.25
- 5 Year
- +13.26
- 10 Year
- +11.20
-
Small Cap Spliced Index (Index)
Cumulative Returns (%)
- 1 Month
- +8.65
- 3 Month
- +31.37
- YTD
- +19.96
Annualized Returns (%)
- 1 Year
- +19.96
- 3 Year
- +10.25
- 5 Year
- +13.26
- 10 Year
- +11.37
-
Small Blend (Morningstar Category)
Cumulative Returns (%)
- 1 Month
- +7.82
- 3 Month
- +28.06
- YTD
- +10.99
Annualized Returns (%)
- 1 Year
- +10.99
- 3 Year
- +6.41
- 5 Year
- +10.50
- 10 Year
- +9.83
| Description | Cumulative Returns (%) | Annualized Returns (%) | |||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 Month | 3 Month | YTD | 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SWSSX | +8.68 | +31.42 | +20.13 | +20.13 | +10.35 | +13.33 | +11.43 | +9.27 | |
| Russell 2000® Index (Index) | +8.65 | +31.37 | +19.96 | +19.96 | +10.25 | +13.26 | +11.20 | ||
| Small Cap Spliced Index (Index) | +8.65 | +31.37 | +19.96 | +19.96 | +10.25 | +13.26 | +11.37 | ||
| Small Blend (Morningstar Category) | +7.82 | +28.06 | +10.99 | +10.99 | +6.41 | +10.50 | +9.83 | ||
Annualized returns for periods 1 yr+/cumulative returns for periods less than 1 yr.
The performance quoted represents past performance and does not guarantee future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than the original cost. Current performance may be lower or higher than the performance quoted.
Quarterly
-
SWSSX
Average Annual Returns (%)
- 1 Year
- +20.13
- 3 Year
- +10.35
- 5 Year
- +13.33
- 10 Year
- +11.43
- Inception
- +9.27
-
Russell 2000® Index (Index)
Average Annual Returns (%)
- 1 Year
- +19.96
- 3 Year
- +10.25
- 5 Year
- +13.26
- 10 Year
- +11.20
-
Small Cap Spliced Index (Index)
Average Annual Returns (%)
- 1 Year
- +19.96
- 3 Year
- +10.25
- 5 Year
- +13.26
- 10 Year
- +11.37
-
Small Blend (Morningstar Category)
Average Annual Returns (%)
- 1 Year
- +10.99
- 3 Year
- +6.41
- 5 Year
- +10.50
- 10 Year
- +9.83
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SWSSX | +20.13 | +10.35 | +13.33 | +11.43 | +9.27 | |
| Russell 2000® Index (Index) | +19.96 | +10.25 | +13.26 | +11.20 | ||
| Small Cap Spliced Index (Index) | +19.96 | +10.25 | +13.26 | +11.37 | ||
| Small Blend (Morningstar Category) | +10.99 | +6.41 | +10.50 | +9.83 | ||
Annualized returns for periods 1 yr+/cumulative returns for periods less than 1 yr.
The performance quoted represents past performance and does not guarantee future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than the original cost. Current performance may be lower or higher than the performance quoted.
After Tax Returns
Pre-Liquidation
SWSSX NAV Return
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- +19.20
- 3 Year
- +8.58
- 5 Year
- +11.71
- 10 Year
- +9.77
- Inception
- +7.95
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- +12.20
- 3 Year
- +7.57
- 5 Year
- +10.21
- 10 Year
- +8.86
- Inception
- +7.47
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- +0.78
- 3 Year
- +1.68
- 5 Year
- +1.49
- 10 Year
- +1.56
- Inception
- +1.27
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | +19.20 | +8.58 | +11.71 | +9.77 | +7.95 | |
| SEC Post-Liquidation | +12.20 | +7.57 | +10.21 | +8.86 | +7.47 | |
| Tax Cost Ratio | +0.78 | +1.68 | +1.49 | +1.56 | +1.27 | |
After tax returns are based on highest Federal income tax bracket. State taxes are not included. Pre-liquidation figures include taxes on fund's distributions of dividends and capital gains. Tax Cost Ratio represents the percentage-point reduction in returns that results from Federal income taxes (before shares in the fund are sold, and assuming the highest Federal tax bracket).
Small Blend NAV Returns (Morningstar Category)
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- +9.70
- 3 Year
- +4.75
- 5 Year
- +8.78
- 10 Year
- +8.12
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- +6.47
- 3 Year
- +4.48
- 5 Year
- +7.85
- 10 Year
- +7.54
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- +0.73
- 3 Year
- +1.43
- 5 Year
- +1.46
- 10 Year
- +1.51
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | +9.70 | +4.75 | +8.78 | +8.12 | ||
| SEC Post-Liquidation | +6.47 | +4.48 | +7.85 | +7.54 | ||
| Tax Cost Ratio | +0.73 | +1.43 | +1.46 | +1.51 | ||
Post-Liquidation
SWSSX NAV Return
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- +19.20
- 3 Year
- +8.58
- 5 Year
- +11.71
- 10 Year
- +9.77
- Inception
- +7.95
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- +12.20
- 3 Year
- +7.57
- 5 Year
- +10.21
- 10 Year
- +8.86
- Inception
- +7.47
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- +0.78
- 3 Year
- +1.68
- 5 Year
- +1.49
- 10 Year
- +1.56
- Inception
- +1.27
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | +19.20 | +8.58 | +11.71 | +9.77 | +7.95 | |
| SEC Post-Liquidation | +12.20 | +7.57 | +10.21 | +8.86 | +7.47 | |
| Tax Cost Ratio | +0.78 | +1.68 | +1.49 | +1.56 | +1.27 | |
After tax returns are based on highest Federal income tax bracket. State taxes are not included. Pre-liquidation figures include taxes on fund's distributions of dividends and capital gains. Tax Cost Ratio represents the percentage-point reduction in returns that results from Federal income taxes (before shares in the fund are sold, and assuming the highest Federal tax bracket).
Small Blend NAV Returns (Morningstar Category)
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- +9.70
- 3 Year
- +4.75
- 5 Year
- +8.78
- 10 Year
- +8.12
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- +6.47
- 3 Year
- +4.48
- 5 Year
- +7.85
- 10 Year
- +7.54
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- +0.73
- 3 Year
- +1.43
- 5 Year
- +1.46
- 10 Year
- +1.51
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | +9.70 | +4.75 | +8.78 | +8.12 | ||
| SEC Post-Liquidation | +6.47 | +4.48 | +7.85 | +7.54 | ||
| Tax Cost Ratio | +0.73 | +1.43 | +1.46 | +1.51 | ||
Cumulative Growth of a $10,000 Investment
| SWSSX (Fund) | $29,420 | |
|---|---|---|
| Russell 2000® Index (Index) | $28,994 | |
| Small Cap Spliced Index (Index) | $29,270 | |
| Small Blend (Morningstar Category) | $24,030 | |
| Worst Three Months Return (12/31/2019 - 3/31/2020) | -30.56 | |
| Best Three Months Return (9/30/2020 - 12/31/2020) | +31.42 |
This graph represents the growth of a hypothetical investment of $10,000. It assumes reinvestment of dividends and capital gains, and does not reflect sales loads, redemption fees or the effects of taxes on any capital gains and/or distributions. If the inception date of the Index is less than the time period shown above, the Since Inception period is shown. Best and Worst Return cover the timeframe of the chart.
Price Performance
Portfolio
Top Holdings
-
1RTYH1
- Name
- E-MINI RUSS 2000 MAR21 XCME 20210319
- Percent of Assets (%)
- 0.00%
- Market Value
- $44.1M
-
PENN
- Name
- PENN NATIONAL GAMING INC COMMON STOCK USD.01
- Percent of Assets (%)
- 0.54%
- Market Value
- $28.0M
-
CZR
- Name
- CAESARS ENTERTAINMENT INC COMMON STOCK
- Percent of Assets (%)
- 0.53%
- Market Value
- $27.9M
-
PLUG
- Name
- PLUG POWER INC COMMON STOCK USD.01
- Percent of Assets (%)
- 0.51%
- Market Value
- $26.5M
-
--
- Name
- TIME DEPOSITS
- Percent of Assets (%)
- 0.45%
- Market Value
- $23.5M
-
RUN
- Name
- SUNRUN INC COMMON STOCK USD.0001
- Percent of Assets (%)
- 0.42%
- Market Value
- $21.8M
-
MRTX
- Name
- MIRATI THERAPEUTICS INC COMMON STOCK
- Percent of Assets (%)
- 0.37%
- Market Value
- $19.6M
-
DAR
- Name
- DARLING INGREDIENTS INC COMMON STOCK USD.01
- Percent of Assets (%)
- 0.37%
- Market Value
- $19.3M
-
RARE
- Name
- ULTRAGENYX PHARMACEUTICAL IN COMMON STOCK USD.001
- Percent of Assets (%)
- 0.34%
- Market Value
- $18.1M
-
DECK
- Name
- DECKERS OUTDOOR CORP COMMON STOCK USD.01
- Percent of Assets (%)
- 0.32%
- Market Value
- $16.7M
| Symbol | Name | Percent of Assets (%) | Market Value | ||
|---|---|---|---|---|---|
| 1RTYH1 | E-MINI RUSS 2000 MAR21 XCME 20210319 | 0.00%
|
$44.1M | ||
| PENN | PENN NATIONAL GAMING INC COMMON STOCK USD.01 | 0.54%
|
$28.0M | ||
| CZR | CAESARS ENTERTAINMENT INC COMMON STOCK | 0.53%
|
$27.9M | ||
| PLUG | PLUG POWER INC COMMON STOCK USD.01 | 0.51%
|
$26.5M | ||
| -- | TIME DEPOSITS | 0.45%
|
$23.5M | ||
| RUN | SUNRUN INC COMMON STOCK USD.0001 | 0.42%
|
$21.8M | ||
| MRTX | MIRATI THERAPEUTICS INC COMMON STOCK | 0.37%
|
$19.6M | ||
| DAR | DARLING INGREDIENTS INC COMMON STOCK USD.01 | 0.37%
|
$19.3M | ||
| RARE | ULTRAGENYX PHARMACEUTICAL IN COMMON STOCK USD.001 | 0.34%
|
$18.1M | ||
| DECK | DECKERS OUTDOOR CORP COMMON STOCK USD.01 | 0.32%
|
$16.7M |
Sectors
| Sector | Percent of Portfolio (%) | |
|---|---|---|
| Health Care | 21.48%
|
|
| Industrials | 15.23%
|
|
| Financials | 14.77%
|
|
| Consumer Discretionary | 13.48%
|
|
| Information Technology | 13.45%
|
|
| Real Estate | 6.63%
|
|
| Materials | 4.01%
|
|
| Consumer Staples | 3.44%
|
|
| Utilities | 3.24%
|
|
| Communication Services | 2.34%
|
|
| Energy | 1.93%
|
Allocations are subject to change.
Market Cap
| Market Cap | Percent of Portfolio (%) | |
|---|---|---|
| $1,000-$3,000 M | 46.75%
|
|
| $3,000-$15,000 M | 31.21%
|
|
| <$1,000 M | 21.71%
|
|
| > $70,000 M | 0.33%
|
Asset Allocation
| Asset Class | Percent of Portfolio (%) | |
|---|---|---|
| Stocks | 98.71%
|
|
| Other | 0.84%
|
|
| Cash Investments | 0.45%
|
The percentage of assets as shown may not equal 100% due to unsettled trades.
Distributions
Distributions
-
Ex-Date: 12/18/2020
- Record Date
- 12/17/2020
- Payable Date
- 12/18/2020
- Income
- 0.3826
- Short Term Capital Gain
- 0.0000
- Long Term Capital Gain
- 0.4876
- Return of Capital
- --
- Total Distribution
- 0.870200000
-
Ex-Date: 12/20/2019
- Record Date
- 12/19/2019
- Payable Date
- 12/20/2019
- Income
- 0.4168
- Short Term Capital Gain
- 0.0747
- Long Term Capital Gain
- 1.2896
- Return of Capital
- --
- Total Distribution
- 1.781100000
-
Ex-Date: 12/21/2018
- Record Date
- 12/20/2018
- Payable Date
- 12/21/2018
- Income
- 0.3965
- Short Term Capital Gain
- 0.1882
- Long Term Capital Gain
- 1.9871
- Return of Capital
- --
- Total Distribution
- 2.571800000
-
Ex-Date: 12/18/2017
- Record Date
- 12/15/2017
- Payable Date
- 12/18/2017
- Income
- 0.3861
- Short Term Capital Gain
- 0.1575
- Long Term Capital Gain
- 1.0553
- Return of Capital
- --
- Total Distribution
- 1.598900000
-
Ex-Date: 12/19/2016
- Record Date
- 12/16/2016
- Payable Date
- 12/19/2016
- Income
- 0.3907
- Short Term Capital Gain
- --
- Long Term Capital Gain
- 0.7619
- Return of Capital
- --
- Total Distribution
- 1.152600000
-
Ex-Date: 12/21/2015
- Record Date
- 12/18/2015
- Payable Date
- 12/21/2015
- Income
- 0.3622
- Short Term Capital Gain
- 0.0930
- Long Term Capital Gain
- 1.2122
- Return of Capital
- --
- Total Distribution
- 1.667400000
-
Ex-Date: 12/16/2014
- Record Date
- 12/15/2014
- Payable Date
- 12/16/2014
- Income
- 0.3436
- Short Term Capital Gain
- 0.1094
- Long Term Capital Gain
- 1.4284
- Return of Capital
- --
- Total Distribution
- 1.881400000
-
Ex-Date: 12/12/2013
- Record Date
- 12/11/2013
- Payable Date
- 12/12/2013
- Income
- 0.3064
- Short Term Capital Gain
- 0.1477
- Long Term Capital Gain
- 1.1445
- Return of Capital
- --
- Total Distribution
- 1.598600000
-
Ex-Date: 12/13/2012
- Record Date
- 12/12/2012
- Payable Date
- 12/13/2012
- Income
- 0.4965
- Short Term Capital Gain
- --
- Long Term Capital Gain
- 0.4981
- Return of Capital
- --
- Total Distribution
- 0.994600000
-
Ex-Date: 12/08/2011
- Record Date
- 12/07/2011
- Payable Date
- 12/08/2011
- Income
- 0.3523
- Short Term Capital Gain
- 0.6017
- Long Term Capital Gain
- 0.5594
- Return of Capital
- --
- Total Distribution
- 1.513400000
| Ex-Date | Record Date | Payable Date | Income | Short Term Capital Gain | Long Term Capital Gain | Return of Capital | Total Distribution | ||
|---|---|---|---|---|---|---|---|---|---|
| 12/18/2020 | 12/17/2020 | 12/18/2020 | 0.3826 | 0.0000 | 0.4876 | -- | 0.870200000 | ||
| 12/20/2019 | 12/19/2019 | 12/20/2019 | 0.4168 | 0.0747 | 1.2896 | -- | 1.781100000 | ||
| 12/21/2018 | 12/20/2018 | 12/21/2018 | 0.3965 | 0.1882 | 1.9871 | -- | 2.571800000 | ||
| 12/18/2017 | 12/15/2017 | 12/18/2017 | 0.3861 | 0.1575 | 1.0553 | -- | 1.598900000 | ||
| 12/19/2016 | 12/16/2016 | 12/19/2016 | 0.3907 | -- | 0.7619 | -- | 1.152600000 | ||
| 12/21/2015 | 12/18/2015 | 12/21/2015 | 0.3622 | 0.0930 | 1.2122 | -- | 1.667400000 | ||
| 12/16/2014 | 12/15/2014 | 12/16/2014 | 0.3436 | 0.1094 | 1.4284 | -- | 1.881400000 | ||
| 12/12/2013 | 12/11/2013 | 12/12/2013 | 0.3064 | 0.1477 | 1.1445 | -- | 1.598600000 | ||
| 12/13/2012 | 12/12/2012 | 12/13/2012 | 0.4965 | -- | 0.4981 | -- | 0.994600000 | ||
| 12/08/2011 | 12/07/2011 | 12/08/2011 | 0.3523 | 0.6017 | 0.5594 | -- | 1.513400000 |
Documents
SWSSX Prospectus and Other Regulatory Documents
Schwab Small-Cap Index Fund®