Schwab Small-Cap Index Fund®
Summary
Objective
The fund’s goal is to track the performance of a benchmark index that measures the total return of small capitalization U.S. stocks.
Highlights
- A straightforward, low-cost fund with no investment minimum
- The Fund can serve as part of the core of a diversified portfolio
- Simple access to the performance of U.S. small-cap equities
- Invests in approximately 2,000 small-cap U.S. stocks
Fund Details
Fund Profile
| Fund Inception | 05/19/1997 | |
|---|---|---|
| Total Net Assets As of 07/09/2020 |
07/09/2020 | $3,730,788,765.76 |
| Index Name | Russell 2000® Index | |
| Shares Outstanding As of 07/09/2020 |
07/09/2020 | 151,523,931 |
| NAV As of 07/09/2020 |
07/09/2020 | $24.62 |
| Total Holdings As of 05/31/2020 |
05/31/2020 | 1,974 |
| Portfolio Turnover Rate As of 05/31/2020 |
05/31/2020 | 17.28% |
| Morningstar Category | Small Blend | |
| Management Style | Passive |
Yields
| SEC Yield (30 Day) As of 07/08/2020 |
07/08/2020 | 0.00% |
|---|---|---|
| Distribution Yield (TTM) As of 05/31/2020 |
05/31/2020 | 1.70% |
Fees & Minimum
| Net Expense Ratio | 0.040% | |
|---|---|---|
| Minimum Initial Investment | No Minimum |
Fund Characteristics
| Weighted Average Market Capitalization As of 03/31/2020 |
03/31/2020 | $2.05B |
|---|---|---|
| Price to Earnings Ratio As of 03/31/2020 |
03/31/2020 | 13.14 |
| Price to Cash Flow As of 03/31/2020 |
03/31/2020 | 6.26 |
| Return on Equity As of 03/31/2020 |
03/31/2020 | 3.52% |
| Price to Book Ratio As of 03/31/2020 |
03/31/2020 | 1.44 |
| Beta vs. Benchmark (3 Yr) As of 05/31/2020 |
05/31/2020 | 1.00 |
| Standard Deviation (3 Yr) As of 05/31/2020 |
05/31/2020 | 22.91% |
Performance
Total Return
Monthly
-
SWSSX
Cumulative Returns (%)
- 1 Month
- +3.51
- 3 Month
- +25.42
- YTD
- -12.91
Annualized Returns (%)
- 1 Year
- -6.53
- 3 Year
- +2.08
- 5 Year
- +4.34
- 10 Year
- +10.68
- Inception
- +7.97
-
Russell 2000® Index (Index)
Cumulative Returns (%)
- 1 Month
- +3.53
- 3 Month
- +25.42
- YTD
- -12.98
Annualized Returns (%)
- 1 Year
- -6.63
- 3 Year
- +2.01
- 5 Year
- +4.29
- 10 Year
- +10.50
-
Small Cap Spliced Index (Index)
Cumulative Returns (%)
- 1 Month
- +3.53
- 3 Month
- +25.42
- YTD
- -12.98
Annualized Returns (%)
- 1 Year
- -6.63
- 3 Year
- +2.01
- 5 Year
- +4.29
- 10 Year
- +10.66
-
Small Blend (Morningstar Category)
Cumulative Returns (%)
- 1 Month
- +2.58
- 3 Month
- +22.95
- YTD
- -16.88
Annualized Returns (%)
- 1 Year
- -11.41
- 3 Year
- -0.64
- 5 Year
- +2.49
- 10 Year
- +9.32
| Description | Cumulative Returns (%) | Annualized Returns (%) | |||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 Month | 3 Month | YTD | 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SWSSX | +3.51 | +25.42 | -12.91 | -6.53 | +2.08 | +4.34 | +10.68 | +7.97 | |
| Russell 2000® Index (Index) | +3.53 | +25.42 | -12.98 | -6.63 | +2.01 | +4.29 | +10.50 | ||
| Small Cap Spliced Index (Index) | +3.53 | +25.42 | -12.98 | -6.63 | +2.01 | +4.29 | +10.66 | ||
| Small Blend (Morningstar Category) | +2.58 | +22.95 | -16.88 | -11.41 | -0.64 | +2.49 | +9.32 | ||
Annualized returns for periods 1 yr+/cumulative returns for periods less than 1 yr.
The performance quoted represents past performance and does not guarantee future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than the original cost. Current performance may be lower or higher than the performance quoted.
Quarterly
-
SWSSX
Average Annual Returns (%)
- 1 Year
- -6.53
- 3 Year
- +2.08
- 5 Year
- +4.34
- 10 Year
- +10.68
- Inception
- +7.97
-
Russell 2000® Index (Index)
Average Annual Returns (%)
- 1 Year
- -6.63
- 3 Year
- +2.01
- 5 Year
- +4.29
- 10 Year
- +10.50
-
Small Cap Spliced Index (Index)
Average Annual Returns (%)
- 1 Year
- -6.63
- 3 Year
- +2.01
- 5 Year
- +4.29
- 10 Year
- +10.66
-
Small Blend (Morningstar Category)
Average Annual Returns (%)
- 1 Year
- -11.41
- 3 Year
- -0.64
- 5 Year
- +2.49
- 10 Year
- +9.32
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SWSSX | -6.53 | +2.08 | +4.34 | +10.68 | +7.97 | |
| Russell 2000® Index (Index) | -6.63 | +2.01 | +4.29 | +10.50 | ||
| Small Cap Spliced Index (Index) | -6.63 | +2.01 | +4.29 | +10.66 | ||
| Small Blend (Morningstar Category) | -11.41 | -0.64 | +2.49 | +9.32 | ||
Annualized returns for periods 1 yr+/cumulative returns for periods less than 1 yr.
The performance quoted represents past performance and does not guarantee future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than the original cost. Current performance may be lower or higher than the performance quoted.
After Tax Returns
Pre-Liquidation
SWSSX NAV Return
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- -7.91
- 3 Year
- +0.26
- 5 Year
- +2.65
- 10 Year
- +9.10
- Inception
- +6.67
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- -2.81
- 3 Year
- +1.46
- 5 Year
- +3.15
- 10 Year
- +8.49
- Inception
- +6.41
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- +1.64
- 3 Year
- +1.88
- 5 Year
- +1.68
- 10 Year
- +1.52
- Inception
- +1.27
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | -7.91 | +0.26 | +2.65 | +9.10 | +6.67 | |
| SEC Post-Liquidation | -2.81 | +1.46 | +3.15 | +8.49 | +6.41 | |
| Tax Cost Ratio | +1.64 | +1.88 | +1.68 | +1.52 | +1.27 | |
After tax returns are based on highest Federal income tax bracket. State taxes are not included. Pre-liquidation figures include taxes on fund's distributions of dividends and capital gains. Tax Cost Ratio represents the percentage-point reduction in returns that results from Federal income taxes (before shares in the fund are sold, and assuming the highest Federal tax bracket).
Small Blend NAV Returns (Morningstar Category)
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- -27.47
- 3 Year
- -8.72
- 5 Year
- -3.54
- 10 Year
- +4.32
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- -15.17
- 3 Year
- -5.02
- 5 Year
- -1.27
- 10 Year
- +4.75
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- --
- 3 Year
- --
- 5 Year
- --
- 10 Year
- --
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | -27.47 | -8.72 | -3.54 | +4.32 | ||
| SEC Post-Liquidation | -15.17 | -5.02 | -1.27 | +4.75 | ||
| Tax Cost Ratio | -- | -- | -- | -- | ||
Post-Liquidation
SWSSX NAV Return
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- -7.91
- 3 Year
- +0.26
- 5 Year
- +2.65
- 10 Year
- +9.10
- Inception
- +6.67
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- -2.81
- 3 Year
- +1.46
- 5 Year
- +3.15
- 10 Year
- +8.49
- Inception
- +6.41
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- +1.64
- 3 Year
- +1.88
- 5 Year
- +1.68
- 10 Year
- +1.52
- Inception
- +1.27
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | -7.91 | +0.26 | +2.65 | +9.10 | +6.67 | |
| SEC Post-Liquidation | -2.81 | +1.46 | +3.15 | +8.49 | +6.41 | |
| Tax Cost Ratio | +1.64 | +1.88 | +1.68 | +1.52 | +1.27 | |
After tax returns are based on highest Federal income tax bracket. State taxes are not included. Pre-liquidation figures include taxes on fund's distributions of dividends and capital gains. Tax Cost Ratio represents the percentage-point reduction in returns that results from Federal income taxes (before shares in the fund are sold, and assuming the highest Federal tax bracket).
Small Blend NAV Returns (Morningstar Category)
-
SEC Pre-Liquidation
Average Annual Returns (%)
- 1 Year
- -27.47
- 3 Year
- -8.72
- 5 Year
- -3.54
- 10 Year
- +4.32
-
SEC Post-Liquidation
Average Annual Returns (%)
- 1 Year
- -15.17
- 3 Year
- -5.02
- 5 Year
- -1.27
- 10 Year
- +4.75
-
Tax Cost Ratio
Average Annual Returns (%)
- 1 Year
- --
- 3 Year
- --
- 5 Year
- --
- 10 Year
- --
| Description | Average Annual Returns (%) | |||||
|---|---|---|---|---|---|---|
| 1 Year | 3 Year | 5 Year | 10 Year | Inception | ||
| SEC Pre-Liquidation | -27.47 | -8.72 | -3.54 | +4.32 | ||
| SEC Post-Liquidation | -15.17 | -5.02 | -1.27 | +4.75 | ||
| Tax Cost Ratio | -- | -- | -- | -- | ||
Cumulative Growth of a $10,000 Investment
| SWSSX (Fund) | $25,806 | |
|---|---|---|
| Russell 2000® Index (Index) | $25,397 | |
| Small Cap Spliced Index (Index) | $25,722 | |
| Small Blend (Morningstar Category) | $21,824 | |
| Worst Three Months Return (12/31/2019 - 3/31/2020) | -30.56 | |
| Best Three Months Return (3/31/2020 - 6/30/2020) | +25.42 |
This graph represents the growth of a hypothetical investment of $10,000. It assumes reinvestment of dividends and capital gains, and does not reflect sales loads, redemption fees or the effects of taxes on any capital gains and/or distributions. If the inception date of the Index is less than the time period shown above, the Since Inception period is shown. Best and Worst Return cover the timeframe of the chart.
Price Performance
Portfolio
Top Holdings
-
TDOC
- Name
- TELADOC HEALTH INC COMMON STOCK USD.001
- Percent of Assets (%)
- 0.71%
- Market Value
- $26.8M
-
1RTYM0
- Name
- E-MINI RUSS 2000 JUN20 XCME 20200619
- Percent of Assets (%)
- 0.00%
- Market Value
- $25.1M
-
--
- Name
- TIME DEPOSITS
- Percent of Assets (%)
- 0.44%
- Market Value
- $16.5M
-
CHGG
- Name
- CHEGG INC COMMON STOCK USD.001
- Percent of Assets (%)
- 0.41%
- Market Value
- $15.4M
-
TREX
- Name
- TREX COMPANY INC COMMON STOCK USD.01
- Percent of Assets (%)
- 0.40%
- Market Value
- $15.1M
-
IMMU
- Name
- IMMUNOMEDICS INC COMMON STOCK USD.01
- Percent of Assets (%)
- 0.39%
- Market Value
- $14.6M
-
RGEN
- Name
- REPLIGEN CORP COMMON STOCK USD.01
- Percent of Assets (%)
- 0.39%
- Market Value
- $14.6M
-
GNRC
- Name
- GENERAC HOLDINGS INC COMMON STOCK USD.01
- Percent of Assets (%)
- 0.38%
- Market Value
- $14.5M
-
QDEL
- Name
- QUIDEL CORP COMMON STOCK USD.001
- Percent of Assets (%)
- 0.35%
- Market Value
- $13.4M
-
FIVN
- Name
- FIVE9 INC COMMON STOCK USD.001
- Percent of Assets (%)
- 0.35%
- Market Value
- $13.3M
| Symbol | Name | Percent of Assets (%) | Market Value | ||
|---|---|---|---|---|---|
| TDOC | TELADOC HEALTH INC COMMON STOCK USD.001 | 0.71%
|
$26.8M | ||
| 1RTYM0 | E-MINI RUSS 2000 JUN20 XCME 20200619 | 0.00%
|
$25.1M | ||
| -- | TIME DEPOSITS | 0.44%
|
$16.5M | ||
| CHGG | CHEGG INC COMMON STOCK USD.001 | 0.41%
|
$15.4M | ||
| TREX | TREX COMPANY INC COMMON STOCK USD.01 | 0.40%
|
$15.1M | ||
| IMMU | IMMUNOMEDICS INC COMMON STOCK USD.01 | 0.39%
|
$14.6M | ||
| RGEN | REPLIGEN CORP COMMON STOCK USD.01 | 0.39%
|
$14.6M | ||
| GNRC | GENERAC HOLDINGS INC COMMON STOCK USD.01 | 0.38%
|
$14.5M | ||
| QDEL | QUIDEL CORP COMMON STOCK USD.001 | 0.35%
|
$13.4M | ||
| FIVN | FIVE9 INC COMMON STOCK USD.001 | 0.35%
|
$13.3M |
Sectors
| Sector | Percent of Portfolio (%) | |
|---|---|---|
| Health Care | 21.30%
|
|
| Financials | 16.75%
|
|
| Industrials | 15.22%
|
|
| Information Technology | 15.10%
|
|
| Consumer Discretionary | 8.76%
|
|
| Real Estate | 7.59%
|
|
| Utilities | 4.47%
|
|
| Materials | 3.41%
|
|
| Consumer Staples | 3.41%
|
|
| Communication Services | 2.26%
|
|
| Energy | 1.72%
|
Allocations are subject to change.
Market Cap
| Market Cap | Percent of Portfolio (%) | |
|---|---|---|
| $1,000-$3,000 M | 50.72%
|
|
| <$1,000 M | 26.72%
|
|
| $3,000-$15,000 M | 22.28%
|
|
| > $70,000 M | 0.17%
|
|
| $15,000-$70,000 M | 0.11%
|
Asset Allocation
| Asset Class | Percent of Portfolio (%) | |
|---|---|---|
| Stocks | 98.89%
|
|
| Other | 0.67%
|
|
| Cash Investments | 0.44%
|
The percentage of assets as shown may not equal 100% due to unsettled trades.
Distributions
Distributions
-
Ex-Date: 12/20/2019
- Record Date
- 12/19/2019
- Payable Date
- 12/20/2019
- Income
- 0.4168
- Short Term Capital Gain
- 0.0747
- Long Term Capital Gain
- 1.2896
- Return of Capital
- --
- Total Distribution
- 1.781100000
-
Ex-Date: 12/21/2018
- Record Date
- 12/20/2018
- Payable Date
- 12/21/2018
- Income
- 0.3965
- Short Term Capital Gain
- 0.1882
- Long Term Capital Gain
- 1.9871
- Return of Capital
- --
- Total Distribution
- 2.571800000
-
Ex-Date: 12/18/2017
- Record Date
- 12/15/2017
- Payable Date
- 12/18/2017
- Income
- 0.3861
- Short Term Capital Gain
- 0.1575
- Long Term Capital Gain
- 1.0553
- Return of Capital
- --
- Total Distribution
- 1.598900000
-
Ex-Date: 12/19/2016
- Record Date
- 12/16/2016
- Payable Date
- 12/19/2016
- Income
- 0.3907
- Short Term Capital Gain
- --
- Long Term Capital Gain
- 0.7619
- Return of Capital
- --
- Total Distribution
- 1.152600000
-
Ex-Date: 12/21/2015
- Record Date
- 12/18/2015
- Payable Date
- 12/21/2015
- Income
- 0.3622
- Short Term Capital Gain
- 0.0930
- Long Term Capital Gain
- 1.2122
- Return of Capital
- --
- Total Distribution
- 1.667400000
-
Ex-Date: 12/16/2014
- Record Date
- 12/15/2014
- Payable Date
- 12/16/2014
- Income
- 0.3436
- Short Term Capital Gain
- 0.1094
- Long Term Capital Gain
- 1.4284
- Return of Capital
- --
- Total Distribution
- 1.881400000
-
Ex-Date: 12/12/2013
- Record Date
- 12/11/2013
- Payable Date
- 12/12/2013
- Income
- 0.3064
- Short Term Capital Gain
- 0.1477
- Long Term Capital Gain
- 1.1445
- Return of Capital
- --
- Total Distribution
- 1.598600000
-
Ex-Date: 12/13/2012
- Record Date
- 12/12/2012
- Payable Date
- 12/13/2012
- Income
- 0.4965
- Short Term Capital Gain
- --
- Long Term Capital Gain
- 0.4981
- Return of Capital
- --
- Total Distribution
- 0.994600000
-
Ex-Date: 12/08/2011
- Record Date
- 12/07/2011
- Payable Date
- 12/08/2011
- Income
- 0.3523
- Short Term Capital Gain
- 0.6017
- Long Term Capital Gain
- 0.5594
- Return of Capital
- --
- Total Distribution
- 1.513400000
-
Ex-Date: 12/09/2010
- Record Date
- 12/08/2010
- Payable Date
- 12/09/2010
- Income
- 0.1973
- Short Term Capital Gain
- --
- Long Term Capital Gain
- 0.0558
- Return of Capital
- --
- Total Distribution
- 0.253100000
| Ex-Date | Record Date | Payable Date | Income | Short Term Capital Gain | Long Term Capital Gain | Return of Capital | Total Distribution | ||
|---|---|---|---|---|---|---|---|---|---|
| 12/20/2019 | 12/19/2019 | 12/20/2019 | 0.4168 | 0.0747 | 1.2896 | -- | 1.781100000 | ||
| 12/21/2018 | 12/20/2018 | 12/21/2018 | 0.3965 | 0.1882 | 1.9871 | -- | 2.571800000 | ||
| 12/18/2017 | 12/15/2017 | 12/18/2017 | 0.3861 | 0.1575 | 1.0553 | -- | 1.598900000 | ||
| 12/19/2016 | 12/16/2016 | 12/19/2016 | 0.3907 | -- | 0.7619 | -- | 1.152600000 | ||
| 12/21/2015 | 12/18/2015 | 12/21/2015 | 0.3622 | 0.0930 | 1.2122 | -- | 1.667400000 | ||
| 12/16/2014 | 12/15/2014 | 12/16/2014 | 0.3436 | 0.1094 | 1.4284 | -- | 1.881400000 | ||
| 12/12/2013 | 12/11/2013 | 12/12/2013 | 0.3064 | 0.1477 | 1.1445 | -- | 1.598600000 | ||
| 12/13/2012 | 12/12/2012 | 12/13/2012 | 0.4965 | -- | 0.4981 | -- | 0.994600000 | ||
| 12/08/2011 | 12/07/2011 | 12/08/2011 | 0.3523 | 0.6017 | 0.5594 | -- | 1.513400000 | ||
| 12/09/2010 | 12/08/2010 | 12/09/2010 | 0.1973 | -- | 0.0558 | -- | 0.253100000 |
Documents
SWSSX Prospectus and Other Regulatory Documents
Schwab Small-Cap Index Fund®