Michael F. Hogan

Senior Vice President, Chief Compliance Officer

Michael Hogan is Senior Vice President responsible for the compliance functions supporting Schwab’s institutional advisory businesses including Charles Schwab Investment Management (CSIM), Charles Schwab Investment Advisory, Windhaven Asset Management and ThomasPartners. He joined Schwab in July 2009 and has served as Chief Compliance Officer for CSIM and Schwab Funds®, Laudus Funds® and Schwab ETFs™ since joining.

Prior to joining Schwab, Mr. Hogan was Director, Regulatory Compliance for Wellington Management Company LLP in Boston from 2007 to 2009 where he led the Regulatory Compliance team of the Global Compliance and Operational Risk Management Department. Prior to that, he spent more than 22 years at Brown Brothers Harriman & Co. in Boston where he held such positions in compliance, legal and operations.

Mr. Hogan earned a Juris Doctorate from Suffolk University Law School in Boston, and a Master of Arts and Bachelor of Arts from Bates College in Lewiston, Maine.