Michael F. Hogan

Senior Vice President, Chief Compliance Officer

Michael F. Hogan is Senior Vice President responsible for the compliance functions supporting Schwab’s institutional advisory businesses including Charles Schwab Investment Management, Inc. (CSIM) and Charles Schwab Investment Advisory, Inc. (CSIA). He has served as Chief Compliance Officer for CSIM and Schwab Funds®, Laudus Funds® and Schwab ETFs™ since joining Schwab in 2009.

Prior to joining Schwab, Mr. Hogan was Director, Regulatory Compliance for Wellington Management Company LLP in Boston from 2007 to 2009 where he led the Regulatory Compliance team of the Global Compliance and Operational Risk Management Department. Prior to that, he spent more than 22 years at Brown Brothers Harriman & Co. in Boston where he held such positions in compliance, legal and operations.

Mr. Hogan earned a Juris Doctor degree from Suffolk University Law School in Boston, and a Master of Arts and Bachelor of Arts from Bates College in Lewiston, Maine.